2023-09-07
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TBEA CO., LTD.
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Code of Integrity and Compliance
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Content
¶Ê³¤Ö´ÇChairman's Statements
Ò»¡¢ ³ÏÐźϹæ»ù±¾ÒªÇóBasic requirements for integrity and compliance 7
¶þ¡¢ ¹«Ë¾ÓëÔ±¹¤Company and employees
£¨Ò»£©½¨Á¢ºÍгÀͶ¯¹ØÏµEstablish harmonious labor relations
£¨¶þ£©´´Á¢Á¼ºÃÊÂÇéÇé¿öCreate a favorable working environment
£¨Èý£©ÖÆÖ¹ÀûÒæ³åÍ»Avoid conflicts of interest
Èý¡¢ ¹«Ë¾ÓëÉÌҵͬ°éCompanies and business partners
£¨Ò»£©Ö»ÓëºÏ¹æµÄÉÌҵͬ°éÏàÖúCooperate with compliant business partners only
£¨¶þ£©½ûÖ¹²»Õýµ±¾ºÕùÐÐΪProhibition of unfair competition
£¨Èý£©½ûÖ¹ÉÌÒµÐлߵȲ»Õýµ±ÐÐΪProhibition of misconducts including commercial bribery 20
£¨ËÄ£©×ñÊØ·´Â¢¶ÏÖ´¹æÂÉÔòCompliance with anti-monopoly laws and regulations 5
£¨Î壩×ñÊØ·´Ï´Ç®Ö´¹æÂÉÔòCompliance with anti-money laundering laws and regulations 6
£¨Áù£©×ñÊØÃ³Ò×¹ÜÖÆÏà¹Ø¹æÔòCompliance with laws and administrative regulations regarding trade 7
ËÄ¡¢ ¹«Ë¾ÓëÕþ¸®¡¢µØ·½ÉçÇøCompanies and governments, local communities 9
£¨Ò»£©½ûÖ¹ÃÓÀÃÐÐΪProhibition of corrupt practices 9
£¨¶þ£©ÔöÇ¿ÓëÕþ¸®µÄÏàͬStrengthen communication with the government 4
£¨Èý£©Ö§³ÖÉçÇø¹«ÒæÊÂÒµSupport community public welfare undertakings 4
£¨ËÄ£©×ðÖØµØ·½ÃñË×ϰ¹ßºÍ×Ú½ÌÐÅÑöRespect local customs and religious beliefs 5
£¨Ò»£©ÊØ»¤Ö°Òµ½¡¿µProtect occupational health 6
£¨¶þ£©ÑÏÊØÄþ¾²Éú²úºìÏßµ×ÏßStrictly comply with the bottom line and red line of safety production 7
£¨Èý£©±£»¤Éú̬Çé¿öProtect the ecological environment 9
£¨ËÄ£©¸ïкÍÌáÉýÖÊÁ¿Improve and enhance quality 40
£¨Î壩Ñϸñ³Ð°üÉ̺͹©Ó¦ÉÌÖÎÀíStrictly manage contractors and suppliers 40
Áù¡¢ ×ʲúÓë²ÆË°ÖÎÀíAsset and tax management 41
£¨Ò»£©ÕýȷʹÓúͱ£»¤¹«Ë¾×ʲúCorrectly use and protect the Company's assets 41
£¨¶þ£©±£»¤ÖªÊ¶²úȨProtection of intellectual property 2
£¨Èý£©ÑϸñÖ´ÐвÆË°ÖƶÈStrictly implement the fiscal and taxation system 4
Æß¡¢ ÐÅÏ¢±£»¤Information protection 6
£¨Ò»£©ÑϸñÉæÃÜÐÅÏ¢ÖÎÀíStrictly manage confidential information 7
£¨¶þ£©ÒÀ·¨ÊÕ¼¯Ê¹ÓÃÐÅÏ¢Collect and use information in accordance with law 8
£¨Èý£©ÖØÊÓÍøÂçÐÅÏ¢Äþ¾²Attach importance to network information security 9
£¨ËÄ£©ÒÀ·¨Åû¶ÐÅÏ¢Disclosure of information in accordance with law 50
£¨Î壩½ûÖ¹ÄÚÄ»½»Ò×Prohibition of insider trading 50
°Ë¡¢ ¹ØÓÚ±¾×¼ÔòAbout this Code
£¨Ò»£©ÎªÊ²Ã´ÒªÖƶ¨¡¶³ÏÐźϹæÊֲᡷWhy we develop the Code of Integrity and Compliance 52
£¨¶þ£©ÄÄЩÈËÐèÒª×ñÊØ¡¶³ÏÐźϹæÊֲᡷWho need to comply with the Code of Integrity and Compliance 53
£¨Èý£©ÈçºÎ×ñÊØÓëʹÓá¶³ÏÐźϹæÊֲᡷHow to comply with and use the Code of Integrity and Compliance 54
£¨Î壩¾Ù±¨ÓëÊÓ²ìReporting and investigation 56
¸½¼þ£ººÏ¹æÔÊÐíº¯Annex: Compliance Commitment Letter 7
¶Ê³¤Ö´Ç
Chairman's Statements
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Since the establishment of TBEA in 1988, from a small street factory on the verge of bankruptcy, through the continuous struggle of several generations, TBEA has become a large science and technology enterprise in the fields of power transmission and transformation engineering, energy, new energy and new materials, and an international enterprise based in China and serving the world. In order to safeguard the vital interests of each of us and promote the healthy development of the Company, we must put integrity, integrity and compliance on the top priority position.
ΪÁËά»¤ÎÒÃÇÿһ¸öÈ˵ÄÇÐÉíÀûÒæ£¬Ôö½ø¹«Ë¾½¡¿µÉú³¤£¬ÎÒÃDZØÐëÒª°ÑÁ®½à£¬³ÏÐźϹæ·ÅÔÚ×îÖØÒªµÄλÖá£ÒÑÍù¼¸Ä꣬YYÒ×Óε繤ÔںϹæÌåϵ½¨Éè·½ÃæÈ¡µÃÁËÏÔÖøµÄ½ø²½£¬¹«Ë¾×¨ÏîÖÆ¶¨ÁË¡¶³ÏÐźϹæÊֲᡷ£¬Ï£Íûÿ¸öÈ˶¼ÄÜÔÚÈÕ³£ÊÂÇéµÄ·½·½ÃæÃæ×ñÊØ±¾¡¶³ÏÐźϹæÊֲᡷÖл®¶¨µÄÔÔò£¬¼ÌÐøÎªYYÒ×Óε繤µÄÉú³¤×³´óТ¾´×Ô¼ºµÄÁ¦Á¿¡£
In the past years, TBEA has made remarkable progress in compliance and responsible business practices. The Code of Integrity and Compliance signifies that TBEA will continue to strive for even greater progress by making huge effort. To this end, there is still much to be done, however, we expect everyone will abide by the principles stipulated in this Code of Integrity and Compliance in all aspects of daily work and continue to contribute to the development and growth of TBEA.
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In addition to reaffirming our values, this Code of Integrity and Compliance is intended to provide plain language and practical guidance in guiding you understand the business ethics and compliance requirements for learning integrity and honesty, and to direct you in acting properly and appropriately, as required for establishing a mutually-trustable business relationship between TBEA and its stakeholders.
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Please read this Code carefully and make sure to practice and encourage others to follow it. We encourage you to identify and report any non-compliance around you. We are proud to work side by side with you toward our common goal: to establish a connected, safe, and prosperous world. Please join us in focusing on what really matters: acting with integrity, maintaining our values, and protecting the best interests of the Company.
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Chairman of the Board, TBEA Co., Ltd.
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